Alpha Theory Llc
Other Technology · Charlotte, North Carolina
Alpha Theory Llc is a other technology company based in Charlotte, North Carolina. It has raised at least $5.9 million across 2 known rounds, of which $741,000 was reported to the SEC on 2 Form D filings, most recently in 2016.
Alpha Theory is a decision process improvement platform that helps fundamental managers implement repeatable investment processes to optimally size positions using their data to identify latent alpha, driving greater performance. Learn how Alpha Theory works with fund managers to drive alpha generation.
| Date | Round | Amount | Raised to date | Lead investor | Source |
|---|---|---|---|---|---|
| 2021-08-10 | — | $5.1M | $5.9M | SEC Form D | |
| 2016-02-12 | — | $350K | $741K | SEC Form D | |
| 2015-05-13 | — | $391K | $391K | SEC Form D |
SEC rows are Form D filings, where the amount is what was actually sold and amendments update a round rather than adding one. Press rows are split between company-issued releases or wires and editorial or third-party coverage. The total is therefore a floor: a round nobody reported is a round we cannot see. A buyout or control change appears in the timeline but is never added to the total: that money goes to shareholders, not into the company.
Form D is the notice a company files with the SEC when it sells securities without registering them. It reports the amount sold, not a valuation. Figures here are what the filing says. Where a filing is silent, the field is left blank rather than estimated. “Total raised” adds press-reported rounds that never appear in a filing, so it is a floor rather than an audited sum: press amounts are the figures the company announced, and a round nobody reported is a round we cannot see.