Root9b Technologies, Inc.
Business Services · Charlotte, North Carolina
Root9b Technologies, Inc. is a business services company based in Charlotte, North Carolina. It has raised at least $25.3 million across 5 known rounds, of which $15.9 million was reported to the SEC on 5 Form D filings, most recently in 2016.
| Date | Round | Amount | Raised to date | Lead investor | Source |
|---|---|---|---|---|---|
| 2016-09-26 | — | $3.6M | $25.3M | SEC Form D | |
| 2015-12-02 | — | $846K | $21.7M | SEC Form D | |
| 2015-08-13 | — | $0 | $20.8M | SEC Form D | |
| 2015-03-17 | — | $4.1M | $20.8M | SEC Form D | |
| 2015-02-20 | — | $7.4M | $16.8M | SEC Form D | |
| 2014-11-06 | —+1 amd | $1.8M | $9.4M | SEC Form D | |
| 2013-01-08 | —+3 amd | $750K | $7.6M | SEC Form D | |
| 2013-01-08 | — | $750K | $6.9M | SEC Form D | |
| 2011-03-09 | — | $5.0M | $6.1M | SEC Form D | |
| 2010-12-22 | — | $112K | $1.1M | SEC Form D | |
| 2010-06-02 | — | $350K | $1.0M | SEC Form D | |
| 2010-05-17 | —+2 amd | $672K | $672K | SEC Form D |
SEC rows are Form D filings, where the amount is what was actually sold and amendments update a round rather than adding one. Press rows are split between company-issued releases or wires and editorial or third-party coverage. The total is therefore a floor: a round nobody reported is a round we cannot see. A buyout or control change appears in the timeline but is never added to the total: that money goes to shareholders, not into the company.
Form D is the notice a company files with the SEC when it sells securities without registering them. It reports the amount sold, not a valuation. Figures here are what the filing says. Where a filing is silent, the field is left blank rather than estimated. “Total raised” adds press-reported rounds that never appear in a filing, so it is a floor rather than an audited sum: press amounts are the figures the company announced, and a round nobody reported is a round we cannot see.